BRADEN ANTHONY LAFAUCE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at TWO PORTLAND SQ, STE 700, PORTLAND, ME, 04101.
BRADEN ANTHONY LAFAUCE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 05, 2010
Disclosure History
BRADEN ANTHONY LAFAUCE has 1 Disclosure Event(s).
Date: December 04, 2005 Category: Customer Dispute Allegations: CLIENT'S POA ALLEGES "THE TRUST SUFFERED A LOSS OF APPROXIMATELY $70,000 DUE TO YOUR ADVISOR SELLING US GOVERNMENT BOND FUNDS TO BUY INTERNET STOCKS." ALLEGED DAMAGES ESTIMATED TO EXCEED $5000. Broker Comment: COMPLAINT WAS FOUND TO BE IN ERROR. NO US GOVT. BOND FUNDS WERE SOLD TO BUY INTERNET STOCKS. COMPLAINT WAS DENIED
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