BRADFORD LATHAM CARSON is currently employed as a Broker and/or Investment Adviser at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located at 725 15TH STREET N.W., WASHINGTON, DC, 20005-2109.
BRADFORD LATHAM CARSON has worked at FOLGER NOLAN FLEMING DOUGLAS INCORPORATED since April 04, 2008
Disclosure History
BRADFORD LATHAM CARSON has 4 Disclosure Event(s).
Date: December 21, 2004 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UNSUITABLY INVESTMENTS IN HER ACCOUNT RESULTING IN LOSSES. Damage Amount Requested: $70,080.00 Settlement Amount: $19,500.00
Date: July 31, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THERE WERE "AT LEAST TWO OCCASIONS WHERE SHARES WERE SOLD WITHOUT [HER] AUTHORIZATION." BY LETTER RECEIVED MARCH 7, 2003, CUSTOMER FURTHER ALLEGES THAT THE SALES OF THESE MUTUAL FUND SHARES "PLACED [HER] IN A DIFFERENT TAX BRACKET WHEN FILING HER TAXES." CLIENT DID NOT MAKE A CLAIM FOR COMPENSATORY DAMAGES."t Settlement Amount: $19,600.00
Date: May 29, 2001 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT FA MISREPRESENTED TERMS OF MUTUAL FUNDS, ENGAGED IN UNAUTHORIZED TRADING AND THAT HE FAILED TO FOLLOW INSTRUCTIONS. TIME PERIOD UNSPECIFIED. Damage Amount Requested: $100,000.00 Broker Comment: PLEASE ARCHIVE - OVER 24MONTHS OLD - COMPLAINT WAS DENIED ---ASIDE FROM SEVERAL OPERATIONAL PROBLEMS, NOTHING WAS DONE ON AN IMPROPER OR UNAUTHORIZED BASIS IN THE CUSTOMERS ACCOUNTS. UPON LEARNING OF THE MISDIRECTED CHECKS, UBS PAINEWEBBER OFFERED TO REIMBURSE THE CUSTOMERS' ACCOUNTS FOR ANY PENALTIES. WE SPENT NUMEROUS DOLLARS ATTEMPTING TO SERVE THESE CLIENTS. WE ARE THEREFORE AT A LOSS TO COMPREHEND THE BASIS OF THIS CLAIM.
Date: October 05, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FA FAILED TO SELL HER HOLDINGS OF DELL AT A PRICE OF $55 FROM BOTH OF THE HER ACCOUNTS. NO DAMAGES ARE SPECIFIED, BUT ESTIMATED TO BE EXCESS OF $5,000.
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