BRADLEY JOSEPH ARMSTRONG

BRADLEY JOSEPH ARMSTRONG is currently employed as a Broker and/or Investment Adviser at ARMSTRONG & ASSOCIATES, INC. located at 1410 AQUARIUS CIRCLE, OTTAWA, IL, 61350.

BRADLEY JOSEPH ARMSTRONG has worked at ARMSTRONG & ASSOCIATES, INC. since April 04, 2016

BRADLEY JOSEPH ARMSTRONG is also currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC located at 1410 AQUARIUS CIRCLE, OTTAWA, IL, 61350 since April 04, 2016

BRADLEY JOSEPH ARMSTRONG is also currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1410 AQUARIUS CIRCLE, OTTAWA, IL, 61350 since April 04, 2016

Disclosure History

BRADLEY JOSEPH ARMSTRONG has 1 Disclosure Event(s).

Date: March 15, 2004
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT SALE OF BONDS AND PURCHASE OF INDEX-LINKED CERTIFICATES OF DEPOSITS IN OCTOBER 2002 WERE UNAUTHORIZED AND UNSUITABLE. ALLEGATIONS HAVE BEEN DENIED. THE TRANSACTIONS WERE DISCUSSED, AUTHORIZED, AND SUITABLE.
Damage Amount Requested: $20,088.00
Broker Comment: I CATEGERICALLY DENIED [CUSTOMER'S] CLAIM THAT THE TRANSACTIONS WERE UNAUTHORIZED AND/OR UNSUITABLE. THE CLAIM AGAINST ME WAS WITHDRAWN.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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