BRADLEY SCOTT COOPERMAN is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 9994 SCRIPPS RANCH BLVD, SAN DIEGO, CA, 92131.
BRADLEY SCOTT COOPERMAN has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
BRADLEY SCOTT COOPERMAN has 4 Disclosure Event(s).
Date: July 14, 2016 Category: Customer Dispute Allegations: Client alleges misrepresentation and unauthorized trading regarding managed account investment. Activity dates 12/19/2013-04/18/2016. Subsequent correspondence received. Client alleges signature on Customer Services Agreement is not authentic. Activity dates 12/19/2013-12/19/2013. Damage Amount Requested: $11,060.56
Date: July 27, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES REGISTERED REPRESENTATIVE MISREPRESENTED THE ANNUITY PURCHASED IN MAY, 2007. CLIENT CONTACTED CHASE INVESTMENT SERVICES CORP ON 7/27/2009 WITH NEW ALLEGATION OF SUITABILITY. ACTIVITY DATES 05/09/2007-05/09/2007. Damage Amount Requested: $81,262.18 Broker Comment: THE FIRM HAS MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT ARE OVER $5,000.00.
Date: March 24, 2008 Category: Customer Dispute Allegations: LATE CLIENT'S SON, [FAMILY MEMBER], WHO IS EXECUTOR OF HIS FATHER'S ESTATE ALLEGES UNSUITABILITY IN CONNECTION WITH MUTUAL FUND PURCHASED IN MAY 2007. Damage Amount Requested: $13,000.00 Broker Comment: COMPLAINT WAS DENIED AS NON-MERITORIOUS.
Date: June 08, 2007 Category: Customer Dispute Allegations: CLIENT'S POWER OF ATTORNEY STATES MUTUAL FUND PURCHASES ON 03/23/2007 WERE UNSUITABLE FOR NINETY YEAR OLD. Damage Amount Requested: $6,736.00 Settlement Amount: $6,706.03
More Information
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