BRADLEY EDWARD DUGDALE

BRADLEY EDWARD DUGDALE is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 608 NORTHWEST BOULEVARD, SUITE 403, COEUR D' ALENE, ID, 83814.

BRADLEY EDWARD DUGDALE has worked at D.A. DAVIDSON & CO. since July 15, 1982

Disclosure History

BRADLEY EDWARD DUGDALE has 1 Disclosure Event(s).

Date: September 14, 2000
Category: Customer Dispute
Allegations: CUSTOMER FILED AN ARBITRATION COMPLAINT AFTER NASDR (FOLLOWING AN INVESTIGATION) DECLINED TO TAKE ACTION ON HER REGULATORY COMPLAINT. THE CUSTOMER ALLEGES MISREPRESENTATIONS, OMISSIONS, AND UNSUITABILITY WITH REGARD TO SEVERAL EQUITY INVESTMENTS RECOMMENDED FROM 1995 TO 1998.
Damage Amount Requested: $25,000.00 Damages Granted: $5,425.00
Broker Comment: CUSTOMER FILED AN ARBITRATION COMPLAINT AFTER NASDR (FOLLOWING AND INVESTIGATION) DECLINED TO TAKE ACTION ON HER REGULATORY COMPLAINT. THE CUSTOMER ALLEGES MISREPRESENTATIONS, OMISSIONS, AND UNSUITABILITY WITH REGARD TO SEVERAL EQUITY INVESTMENTS RECOMMENDED FROM 1995 TO 1998.

More Information

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