BRADLEY THOMAS GARRITY

BRADLEY THOMAS GARRITY is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 4321 N BALLARD RD, APPLETON, WI, 54919-0001.

BRADLEY THOMAS GARRITY has worked at THRIVENT INVESTMENT MANAGEMENT INC. since September 07, 2012

Disclosure History

BRADLEY THOMAS GARRITY has 1 Disclosure Event(s).

Date: December 28, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $352.50
Judgment/Lien Type: Civil
Broker Comment: I AM ATTEMPTING TO CLARIFY WITH THE CREDIT UNION IF THIS ENTIRE AMOUNT IS STILL DUE AFTER SALE OF AUTOMOBILE. IF SO, I WILL PAY THE AMOUNT DUE AND SATISFY THE JUDGMENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRADLEY THOMAS GARRITY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.