BRADLEY SCOTT GERLACH

BRADLEY SCOTT GERLACH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 427 VILLAGE DR, CARLISLE, PA, 17015.

BRADLEY SCOTT GERLACH has worked at CETERA ADVISOR NETWORKS LLC since May 06, 2003

Disclosure History

BRADLEY SCOTT GERLACH has 1 Disclosure Event(s).

Date: February 17, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT A MUTUAL FUND PURCHASED (FFALX) WAS NOT SUITABLE FOR HIS INVESTMENT PROFILE.
Damage Amount Requested: $41,000.00
Settlement Amount: $14,999.00
Broker Comment: CLAIM SETTLED TO AVOID PROTRACTED LITIGATION EXPENSES.

More Information

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