BRADLEY MARK KELLEY is currently employed as a Broker and/or Investment Adviser at EIDE BAILLY ADVISORS, LLC located at 4310 17TH AVENUE S, PO BOX 2545, FARGO, ND, 58108.
BRADLEY MARK KELLEY has worked at EIDE BAILLY ADVISORS, LLC since September 29, 2015
BRADLEY MARK KELLEY is also currently employed as a Broker and/or Investment Adviser at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located at 800 NICOLLET MALLSTE 1300, MINNEAPOLIS, MN, 55402|800 NICOLLET MALLSTE 1300, MINNEAPOLIS, MN, 55402 since January 01, 1970
BRADLEY MARK KELLEY is also currently employed as a Broker and/or Investment Adviser at EIDE BAILLY SECURITIES, LLC located at 4310 17TH AVENUE S, FARGO, ND, 58108-2545 since January 01, 1970
Disclosure History
BRADLEY MARK KELLEY has 2 Disclosure Event(s).
Date: April 01, 2011 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL AND PROVIDENT SHALE, CLAIMANTS ALLEGE VIOLATIONS OF STATE BLUE SKY LAWS, VIOLATIONS OF FINRA RULE 2110, NEGLIGENCE, NEGLIGENT MISREPRESENTATIONS AND OMISSIONS, BREACH OF FIDUCIARY DUTY, AND AIDING & ABETTING FRAUD. Damage Amount Requested: $100,000.00 Settlement Amount: $46,419.41 Broker Comment: 10/21/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC.
Date: December 26, 1995 Category: Customer Dispute Allegations: THE CLIENT CONTACTED THE COMPANY WITHCONCERNS REGARDING PERFORMANCE ISSUES ASSOCIATED WITH TWOVARIABLE APPRECIABLE LIFE (VAL) INSURANCE POLICIES BE PURCHASEDIN 1994. NO COMPENSATORY DAMAGES WERE ALLEGED. Settlement Amount: $26,327.88 Broker Comment: THE COMPANY RESCINDED BOTH VAL POLICIES ANDRETURNED TOTAL PREMIUMS EQUALING $26,327,88 TO THE CLIENT.THE COMPANY MADE NO ALLEGATIONS REGARDING THEACTIONS OF THE REPRESENTATIVE.
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