BRADLEY R KOESEL

BRADLEY R KOESEL is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 3920 Sharon Rd Ste B170, SUITE B170, Charlotte, NC, 28211.

BRADLEY R KOESEL has worked at TD AMERITRADE, INC. since September 15, 2016

Disclosure History

BRADLEY R KOESEL has 1 Disclosure Event(s).

Date: January 19, 2016
Category: Customer Dispute
Allegations: The Customer alleges failure to follow instructions and misrepresentation and omission of material facts from October 2015 to January 2016.
Settlement Amount: $11,720.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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