BRADLEY SCOTT KYBURZ is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 214 N. MAIN, SUITE 2, ABERDEEN, SD, 57401.
BRADLEY SCOTT KYBURZ has worked at CAPITAL FINANCIAL SERVICES, INC. since July 01, 2011
Disclosure History
BRADLEY SCOTT KYBURZ has 6 Disclosure Event(s).
Date: June 23, 2017 Category: Regulatory Initiated By: South Dakota Dept of Labor & Regulation/Division of Insurance Allegations: Representative applied for South Dakota insurance license and was denied. Resolution: Administrative action SanctionDetails: Sanctions: Denial
Date: April 14, 2014 Category: Judgment / Lien Judgment/Lien Amount: $36,864.00 Judgment/Lien Type: Tax Broker Comment: Received notification from Julie Senger at CFS about a lien for taxes. Met with accountant on a week later to add additional payments with quarterly tax payments.
Date: July 15, 2013 Category: Judgment / Lien Judgment/Lien Amount: $21,691.72 Judgment/Lien Type: Tax Broker Comment: FILING FOR INSTALLMENT AGREEMENT FROM QUARTERLY TAXES NOT PAID IN 2011. WENT FROM A SALARY EMPLOYMENT TO 1099.REPRESENTATIVE STATED HE NEVER WENT TO COURT.
Date: October 25, 2012 Category: Judgment / Lien Judgment/Lien Amount: $3,155.86 Judgment/Lien Type: Civil Broker Comment: AMOUNT WAS $6356.00 FOR BACK CHILD SUPPORT PER DARCY WIREBACH AT DEPARTMENT OF SOCIAL SERVICES. DID NOT KNOW JUDGMENT WAS DONE. PAYING EXTRA $250/MONTH. BALANCE IS $3,155.86 AS OF 5/18/2015.
Date: November 06, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES TWO REQUESTS IN 2008 TO MOVE ALL ASSETS INTO MONEY MARKET ACCOUNTS WERE NOT COMPLETED. CLIENT FEELS RR DID NOT PROTECT THEIR ASSETS DURING RECENT MARKET DOWNTURN AND AS RESULT, PORTFOLIO LOST VALUE. CLIENT ALSO STATES MANAGEMENT FEES ARE EXCESSIVE CONSIDERING MARKET LOSS. LOSS IS MARKET LOSS ONLY. Damage Amount Requested: $100,000.00 Broker Comment: PER SECOND LETTER DATED NOVEMBER 22, 2008, CLIENT RESCINDED COMPLAINT AND APOLOGIZED STATING ALL CONCERNS WERE ADDRESSED AND ALLEVIATED BY RR.
Date: August 08, 2002 Category: Customer Dispute Allegations: UNAUTHORIZED TRANSACTIONS COMPLAINT. THE CLIENTS HAVE ALLEGED AN UNAUTHORIZED TRANSACTIONS IN THE TRANSFER OF OWNERSHIP FROM THEIR FATHER'S IRA ACCOUNT. LEGACY BUILDERS RESOURCE GROUP WAS HELPING CUSTOMER WITH HIS DECEASED FATHER'S ESTATE WHICH INCLUDED CLAIMS ON TWO VARIABLE ANNUITIES, A BROKERAGE IRA ACCOUNT, AND GATHERING STOCK CERTIFICATES WHICH CUSTOMER FOUND IN THE RESIDENCE. INITIAL PAPERWORK TO DIVIDE THE BROKERAGE ACCOUNT FOR SIBLINGS AND DEATH CLAIMS ON VARIABLE ANNUITIES WERE PROVIDED TO CUSTOMER ON 4/18/2002. WE OFFERED TO MAIL TO THE SIBLINGS THAT LIVE OUT OF TOWN WITH EXPLANATIONS OF PAPERWORK BUT HE WOULD TAKE CARE OF. SENT FOLLOW UP LETTER IMMEDIATELY FOLLOWING STATING ONCE WE RECEIVED EACH SIBLING'S PAPERWORK BACK, WE COULD PROCESS FOR THEIR INDIVIDUAL REQUESTS ON EBY ACCOUNT. SENT ALL DEATH CLAIM PAPERWORK TO AMERICAN SKANDIA. THE STCOK CERTIFICATES NEEDED TO BE HELD IN ANOTHER BROKERAGE ACCOUNT WITH STACK POWERS. THESE WERE ORIGINALLY SUBMITTED ON JUNE 6, 2002. LEGACY (ANNA MARIE LIVERMONT) HAD CONTACTED TWO LOCAL ATTORNEYS TO VERIFY THERE WAS NO STATE INHERITANCE TAX AND A TAX WAIVER WAS NOT NEEDED. ANNA SENT THESE TO CAP PRO BROKERAGE. STOCKS WERE SOLD ON JUNE 10, 2002 AND SETTLED JUNE 13, 2002. WE WERE NOT AUTHORIZED OR INSTRUCTED BY ANY OF THE SIBLINGS TO SELL, EXCHANGE, OR TRANSFER ANY POSITIONS ON THE BDA-IRA ACCOUNTS. ACTION WAS ONLY TAKEN ON THE ACCOUNTSONCE OTHER CUSTOMER REQUESTED SELLING THE EQUITY BOND AND EQUITY POSITIONS.OTHER CUSTOMER MADE A REQUEST TO ACAT THE MONEY TO ANOTHER FIRM, THUS INSTRUCTING A SALE OF THE SAME POSITIONS. ONCE THE REQUESTS WERE MADE BY TWO CUSTOMERS AND THE TRANSACTION WAS EXERCIZED.UPON REVIEW OF THE FIRM, THESE PREVIOUSLY MENTIONED ALLEGATIONS WERE DENIED. THE FIRM CONCLUDED THAT I HAD NOT PERFORMED UNAUTHORIZED TRADES OR FAILED TO MAKE AUTHORIZED CHANGES IN THE CLIENT'S ACCOUNTS. Damage Amount Requested: $40,000.00
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