BRADLEY BRIAN LEDWITH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 55 WEST FIRST STREET, MORGAN HILL, CA, 95037.
BRADLEY BRIAN LEDWITH has worked at LPL FINANCIAL LLC since February 10, 2006
Disclosure History
BRADLEY BRIAN LEDWITH has 2 Disclosure Event(s).
Date: January 10, 2006 Category: Employment Separation After Allegations Firm Name: EDWARD JONES Termination Type: Discharged Allegations: EMPLOYMENT WAS TERMINATED AFTER FIRM DETERMINED I MISUSED THE FIRMS BUSINESS EXPENSE PLAN, THROUGH THE SUBMISSION OF QUESTIONABLE ADVERTISING EXPENSES AND THAT I WAS NOT FORTHCOMING DURING THE COMPLIANCE INVESTIGATION Broker Comment: THIS MATTER DID NOT INVOLVE SECURITIES OR CLIENTS, AT ISSUE WAS THE FIRM'S BUSINESS EXPENSE PLAN, WHILE EDWARD JONES TOOK EXCEPTION TO CERTAIN EXPENSES ALL SUCH EXPENSES WERE ACTUALLY ENCURRED & THE FIRM'S COMPLIANCE DEPARTMENT HAD NEVER QUESTIONED THEM IN THE PAST.
Date: June 19, 1990 Category: Criminal Charges: COUNT 1 FELONY MAKING FAKE IDS (DISMISSED)COUNT 2 MISDEMEANOR POSSESSION OF A FAKE ID Charge Type: FELONY Disposition: COUNT 1 FELONY MAKING FAKE IDS DISMISSED. COUNT2 MISDEMEANOR POSSESSION OF FAKE ID - PLEAD NO CONTEST FINED$500 PROBATION MODIFIED; DID 100 HOURS COMMUNITY SERVICE WITHIN180 DAYS. Broker Comment: THIS OCCURRED DURING FRESHMAN YR OF COLLEGE. MYROOMMATE WAS MAKING FAKE IDS. HE WAS ARRESTED & SINCE I WASHIS ROOMMATE THE POLICE ARRESTED ME AS WELL. WE WERE BOTHEVENTUALLY ONLY CHARGED TO MISDEMEANOR POSSESSION OF A FAKE ID. IT WAS EIGHT YEARS AGO & IT WAS A LESSON LEARNED.
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