BRADLEY THOMAS MURPHY is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 3343 PEACHTREE ROAD, N.E., SUITE 700, ATLANTA, GA, 30326.
BRADLEY THOMAS MURPHY has worked at PRUCO SECURITIES, LLC. since July 03, 1986
Disclosure History
BRADLEY THOMAS MURPHY has 4 Disclosure Event(s).
Date: February 05, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 25, 2011 Category: Customer Dispute Allegations: REGARDING THE 1998 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED THAT THE REP DID NOT DISCLOSE ALL THE FACTS REGARDING INVESTMENT OBJECTIVES
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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