BRADLEY ANDREW SCHAFFNIT

BRADLEY ANDREW SCHAFFNIT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3000 Woodcreek Drive, Suite 100, Downers Grove, IL, 60515.

BRADLEY ANDREW SCHAFFNIT has worked at LPL FINANCIAL LLC since May 01, 2003

Disclosure History

BRADLEY ANDREW SCHAFFNIT has 1 Disclosure Event(s).

Date: November 08, 2000
Category: Criminal
Charges: PASSING WORTHLESS BANK CHECK
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRADLEY ANDREW SCHAFFNIT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.