BRADLEY KYLE SCOTT

BRADLEY KYLE SCOTT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 305 REGENCY PKWY STE 305, MANSFIELD, TX, 76063.

BRADLEY KYLE SCOTT has worked at LPL FINANCIAL LLC since August 05, 2015

Disclosure History

BRADLEY KYLE SCOTT has 1 Disclosure Event(s).

Date: September 29, 2015
Category: Customer Dispute
Allegations: UNAUTHORIZED DISCRETION AND TRADING, UNSUITABLE INVESTMENTS, POOR PERFORMANCE AND MISREPREENTATION.
Damage Amount Requested: $2,680,000.00
Settlement Amount: $1,400,000.00 15-02556

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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