BRADLEY C WEDEL is currently employed as a Broker and/or Investment Adviser at BOK FINANCIAL SECURITIES, INC. located at 2308 NORTH VAN BUREN, 25th, 26th and 27th Floors, ENID, OK, 73703.
BRADLEY C WEDEL has worked at BOK FINANCIAL SECURITIES, INC. since July 01, 2008
Disclosure History
BRADLEY C WEDEL has 2 Disclosure Event(s).
Date: July 28, 2011 Category: Customer Dispute Allegations: CLIENT CLAIMS THEY WERE NEVER TOLD NOR RECEIVED PAPERS ABOUT THE DETAILS OF THE EQUITY INDEX CDS THEY PURCHASED. Damage Amount Requested: $12,656.40 Settlement Amount: $12,656.00
Date: August 23, 2006 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT FINANCIAL ADVISOR ALLEGEDLY MISREPRESENTED CORPORATE BONDS PURCHASED IN SEPTEMBER 2005. Damage Amount Requested: $41,750.00 Broker Comment: MR. WEDEL STRONGLY DENIES ANY WRONGDOING.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for BRADLEY C WEDEL, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.