BRADY EDWARD PEDLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1605 MAIN ST, 12TH & 14TH FLOORS, SARASOTA, FL, 34236.
BRADY EDWARD PEDLER has worked at WELLS FARGO CLEARING SERVICES, LLC since May 19, 2006
Disclosure History
BRADY EDWARD PEDLER has 2 Disclosure Event(s).
Date: June 15, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.
Date: June 10, 1999 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT FINANCIAL ADVISOR BREACHED HIS FIDUCIARY DUTY BY FAILING TO OBTAIN THE BEST EXECUTION PRICE AFTER PLACING AN ORDER TO SELL 50,000 SHARES OF STOCK. CLAIMANT ALSO ALLEGES THAT HER HUSBAND, WHO PLACED THE SELL ORDER, DID NOT HAVE AUTHORITY TO TRADE IN HER ACCOUNT. Damage Amount Requested: $150,000.00 Settlement Amount: $32,000.00
More Information
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