BRANCH LAWSON HAYMANS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2550 DENALI STREET, SUITE 1700, ANCHORAGE, AK, 99503.
BRANCH LAWSON HAYMANS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
BRANCH LAWSON HAYMANS has 2 Disclosure Event(s).
Date: October 18, 2004 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT THEIR BROKER PROVIDED UNSUITABLE INVESTMENT ADVICE. Damage Amount Requested: $25,000.00 Broker Comment: MR. HAYMANS VIGOROUSLY DENIES ANY WRONGDOING. AFTER A FULL INVESTIGATION, THIS CLAIM WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED IN ITS ENTIRETY.
Date: March 15, 2002 Category: Customer Dispute Allegations: CUSTOMER'S SON ORALLY ALLEGED UNSUITABLY AGGRESSIVE INVESTMENTS IN [CUSTOMER] ACCOUNT IN 2000 AND 2001. Damage Amount Requested: $200,000.00 Settlement Amount: $100,000.00 Broker Comment: MR. HAYMANS STRONGLY DENIES ANY WRONGDOING. THE CUSTOMER HAD GRANTED FULL TRADING AUTHORITY TO HER SON, AND ALL TRANSACTIONS IN THE ACCOUNT WERE DONE AT HIS DIRECTION AND WITH HIS COMPLETE APPROVAL. A NUMBER OF TRANSACTIONS WERE ORDERED BY THE CUSTOMER'S SON ON A COMPLETELY UNSOLICITED BASIS. MORGAN STANLEY CHOSE TO SETTLE THE MATTER, WITHOUT ANY ADMISSION OF LIABILITY, TO AVOID THE COSTS AND UNCERTAINTIES OF POTENTIAL LITIGATION.
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