Brandon Caverly

Brandon Caverly is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 44670 ANN ARBOR RD W, PLYMOUTH, MI, 48170.

Brandon Caverly has worked at EDWARD JONES since May 17, 2012

Disclosure History

Brandon Caverly has 1 Disclosure Event(s).

Date: January 10, 2017
Category: Customer Dispute
Allegations: The client alleges the financial advisor provided poor advice by recommending that the client sell his John Hancock variable annuity and purchase mutual funds in September 2015.
Damage Amount Requested: $5,000.00
Broker Comment: After completion of the firm's investigation, the client's claim was denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Brandon Caverly, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.