BRANDON DANIEL DIRKSCHNEIDER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 15808 WEST DODGE RD STE 200, OMAHA, NE, 68118.
BRANDON DANIEL DIRKSCHNEIDER has worked at CETERA ADVISORS LLC since December 17, 2010
Disclosure History
BRANDON DANIEL DIRKSCHNEIDER has 1 Disclosure Event(s).
Date: March 29, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT IN 2002 THE AGENTS ON RECORD FORGED HIS SIGNATURE AND INITIALS ON BOTH A VARIABLE UNIVERSAL LIFE INSURANCE APPLICATION AND A VARIABLE SURVIVORSHIP LIFE INSURANCE APPLICATION. ALLEGED UNAUTHORIZED CHANGE TO DEATH BENEFIT AND LACK OF REVERSE SPLIT-DOLLAR FEATURE IN TWO VARIABLE LIFE POLICIES. Damage Amount Requested: $106,917.38 Settlement Amount: $162,500.00 Broker Comment: I RECEIVED A SMALL COMMISSION BECAUSE I WAS IN A MENTOR TRAINING PROGRAM AT NEW ENGLAND SECURITIES AT THE TIME AND I HAD NO DIRECT DEALING WITH THE [CUSTOMERS] IN SOLICITING THE VUL.
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