BRANDON SAMUEL FARROW

BRANDON SAMUEL FARROW is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 711 HIGH ST, DES MOINES, IA, 50392.

BRANDON SAMUEL FARROW has worked at PRINCIPAL SECURITIES, INC. since November 29, 2016

Disclosure History

BRANDON SAMUEL FARROW has 2 Disclosure Event(s).

Date: June 13, 2016
Category: Criminal
Charges: POSSESSION OF COCAINE
Disposition: WITHHOLD OF ADJUDICATION, THE JUDGE ORDERED NO CONVICTION BE BROUGHT FORTH. AS LONG AS ALL OBLIGATIONS(FINE) ARE MET.

Date: June 24, 2008
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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