Brandon Lawler

Brandon Lawler is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 12 Middle St, Amherst, NH, 03031.

Brandon Lawler has worked at EDWARD JONES since March 31, 2017

Disclosure History

Brandon Lawler has 2 Disclosure Event(s).

Date: February 05, 2018
Category: Customer Dispute
Allegations: Client alleges that, in September 2017, her financial advisor misrepresented the effect of the wash sale rule on her ability to purchase shares of JUNO in her IRA.
Damage Amount Requested: $120,000.00
Broker Comment: Upon completion of the Firm's investigation, the client's complaint is denied.

Date: April 13, 2007
Category: Criminal
Charges: Possess/Used False ID Card
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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