Brandon Lawler is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 12 Middle St, Amherst, NH, 03031.
Brandon Lawler has worked at EDWARD JONES since March 31, 2017
Disclosure History
Brandon Lawler has 2 Disclosure Event(s).
Date: February 05, 2018 Category: Customer Dispute Allegations: Client alleges that, in September 2017, her financial advisor misrepresented the effect of the wash sale rule on her ability to purchase shares of JUNO in her IRA. Damage Amount Requested: $120,000.00 Broker Comment: Upon completion of the Firm's investigation, the client's complaint is denied.
Date: April 13, 2007 Category: Criminal Charges: Possess/Used False ID Card Disposition: Dismissed
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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