BRANDON GABRIEL MATTINGLY

BRANDON GABRIEL MATTINGLY is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 1711 Destiny Ln, Bowling Green, KY, 42101.

BRANDON GABRIEL MATTINGLY has worked at THRIVENT INVESTMENT MANAGEMENT INC. since January 03, 2017

Disclosure History

BRANDON GABRIEL MATTINGLY has 1 Disclosure Event(s).

Date: September 24, 2005
Category: Criminal
Charges: FALSELY REPORTING AN INCIDENT
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRANDON GABRIEL MATTINGLY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.