BRANDON CHRISTOPHER ORTIZ

BRANDON CHRISTOPHER ORTIZ is currently employed as a Broker and/or Investment Adviser at P.J. ROBB VARIABLE CORPORATION located at 7400 Carmel Executive Park, 3rd Floor, Charlotte, NC, 28226.

BRANDON CHRISTOPHER ORTIZ has worked at P.J. ROBB VARIABLE CORPORATION since October 05, 2016

Disclosure History

BRANDON CHRISTOPHER ORTIZ has 1 Disclosure Event(s).

Date: July 09, 2013
Category: Employment Separation After Allegations
Firm Name: PRUCO SECURITIES, LLC.
Termination Type: Voluntary Resignation
Allegations: REGISTERED REPRESENTATIVE SUBMITTED EXPENSE VOUCHERS TO THE COMPANY FOR REIMBURSEMENT OF POTENTIALLY NON-BUSINESS EXPENSES. ALLEGATIONS NOT CONFIRMED.
Broker Comment: THE COMPANY'S EXTENSIVE REVIEW DID NOT SUBSTANTIATE THE ALLEGATION.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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