Brandon Shaw

Brandon Shaw is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 7621 AUSTIN BLUFFS PKWY, STE 110, COLORADO SPRINGS, CO, 80920-2903.

Brandon Shaw has worked at EDWARD JONES since September 20, 2016

Disclosure History

Brandon Shaw has 3 Disclosure Event(s).

Date: August 20, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 11, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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