BRANDY BARNES MARION

BRANDY BARNES MARION is currently employed as a Broker and/or Investment Adviser at BOK FINANCIAL SECURITIES, INC. located at One Williams Center, 8th and 10th Floor, Tulsa, OK, 74172.

BRANDY BARNES MARION has worked at BOK FINANCIAL SECURITIES, INC. since December 03, 2001

Disclosure History

BRANDY BARNES MARION has 1 Disclosure Event(s).

Date: July 15, 2010
Category: Customer Dispute
Allegations: CLIENT CLAIMS THAT SHE WANTED AND CHOSE THE PRINCIPAL PROTECTION OPTION ON THE VARIABLE ANNUITY. THE APPLICATION DOES NOT HAVE THE PRINCIPAL PROTECTION OPTION SELECTED. THE REP SAYS THE CLIENT DID NOT CHOSE THE PRINCIPAL PROTECTION OPTION BECAUSE SHE DID NOT WANT TO PAY THE HIGHER ANNUAL FEES ASSOCIATED WITH HAVING THIS OPTION.
Damage Amount Requested: $200,000.00
Settlement Amount: $40,000.00
Broker Comment: SETTLED VIA MEDIATION.

More Information

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