BRANDY LYNNE STEWART is currently employed as a Broker and/or Investment Adviser at CAPITAL BROKERAGE CORPORATION located at 6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA, 23230-1700.
BRANDY LYNNE STEWART has worked at CAPITAL BROKERAGE CORPORATION since September 20, 2013
Disclosure History
BRANDY LYNNE STEWART has 5 Disclosure Event(s).
Date: January 20, 2012 Category: Judgment / Lien Judgment/Lien Amount: $1,259.00 Judgment/Lien Type: Civil Broker Comment: JUDGMENT DUE TO MEDICAL BILLS MAKING PAYMENT ARRANGEMENTS
Date: January 11, 2010 Category: Judgment / Lien Judgment/Lien Amount: $620.00 Judgment/Lien Type: Civil Broker Comment: IN PROCESS OF PAYING PERSONAL LOAN DUE TO JOB LOSS
Date: August 21, 2009 Category: Judgment / Lien Judgment/Lien Amount: $1,143.00 Judgment/Lien Type: Civil Broker Comment: JUDGMENT DUE TO FAMILY MEDICAL BILLS- WORKING ON PAYMENT ARRANGEMENTS.
Date: September 06, 2006 Category: Criminal Charges: LARCENY BY CHECK Disposition: Convicted Broker Comment: WROTE CHECK TO FOOD LION FOR MERCHANDISE AND CHECK BOUNCED
Date: April 09, 2002 Category: Criminal Charges: LARCENY BY CHECK Disposition: Convicted Broker Comment: WROTE CHECK TO FOOD LION FOR MERCHANDISE AND CHECK BOUNCED
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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