BRANT YOSHIO YAMAMOTO is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 1163 S Beretania Street, 3rd Floor, Honolulu, HI, 96814.
BRANT YOSHIO YAMAMOTO has worked at ROYAL ALLIANCE ASSOCIATES, INC. since March 09, 2017
Disclosure History
BRANT YOSHIO YAMAMOTO has 1 Disclosure Event(s).
Date: March 07, 2017 Category: Employment Separation After Allegations Firm Name: Signator Investors, Inc. Termination Type: Discharged Allegations: Terminated after Firm discovered management level representative intended to join competitor, was pre-recruiting other Firm representatives to move to competitor, and allowed another broker-dealer to make office wide recruiting presentations in Firm registered space.
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