BRENDA LEE HURLESS

BRENDA LEE HURLESS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 234 E 1ST ST, CASPER, WY, 82601.

BRENDA LEE HURLESS has worked at WELLS FARGO CLEARING SERVICES, LLC since November 14, 2013

Disclosure History

BRENDA LEE HURLESS has 1 Disclosure Event(s).

Date: June 13, 2001
Category: Customer Dispute
Allegations: CUSTOMER MAINTAINED THAT TIM OWEN HAD ERRONEOUSLY ENTERED A SELL LIMIT ORDER FOR 100 SHARES OF WNG AT $12.00 ON TRADE DATE 09/26/2000 WHEN HE HAD INTENDED TO SELL 1000 SHARES. THE CLIENT HAD RECEIVED 5 MONTHLY STATEMENTS REFLECTING THE PENDING LIMIT ORDER PRIOR TO ITS EXECUTION ON 02/07/2001. A CONFRIMATION WAS ALSO RECEIVED BY THE CLIENT FOR THE 100-SHARE SALE. CUSTOMER COMPLAINED AFTER A PRECIPITOUS DECLINE IN THE STOCK'S VALUE. I HAVE BEEN NAMED IN THE CLAIM DUE TO MY TEAM RELATIONSHIP WITH TIM OWEN. I DID NOT RECEIVE OR HANDLE THE ORDER IN QUESTION.
Damage Amount Requested: $10,800.00 Damages Granted: $3,345.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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