BRENDAN RICHARD DOWD

BRENDAN RICHARD DOWD is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 290 RTE 34, COLTS NECK, NJ, 07722.

BRENDAN RICHARD DOWD has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

BRENDAN RICHARD DOWD has 1 Disclosure Event(s).

Date: September 03, 2013
Category: Customer Dispute
Allegations: CLIENT ALLEGES POOR RECOMMENDATION/POOR ADVICE REGARDING MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 05/07/2013-05/07/2013.
Damage Amount Requested: $11,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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