BRENDAN MCMAHON

BRENDAN MCMAHON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1414 MAIN ST, SPRINGFIELD, MA, 01144.

BRENDAN MCMAHON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 06, 2012

Disclosure History

BRENDAN MCMAHON has 1 Disclosure Event(s).

Date: October 31, 2017
Category: Customer Dispute
Allegations: The Customer alleges unauthorized trading in January 2016.
Damage Amount Requested: $10,000.00
Broker Comment: The Firm's review determined that the financial advisor had discretionary authority over the account. In addition, the client was contacted specifically about the transaction in question, capital gains were reviewed in general and client was advised to seek advice from a tax professional.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRENDAN MCMAHON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.