BRENT FRANKLIN ARNOLD

BRENT FRANKLIN ARNOLD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 11232 120TH AVE NE, STE 205, KIRKLAND, WA, 98033.

BRENT FRANKLIN ARNOLD has worked at LPL FINANCIAL LLC since June 22, 2015

Disclosure History

BRENT FRANKLIN ARNOLD has 2 Disclosure Event(s).

Date: September 24, 2012
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THE VARIABLE ANNUITIES WERE MISREPRESENTED TO THEM AND THAT THEY WERE TOLD THE ANNUITES WOULD GET A BETTER RETURN AND GREATER POTENTIAL EARNINGS THAN THEIR INDEXED ANNUITIES.
Damage Amount Requested: $7,823.00

Date: November 17, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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