BRENT MICHAEL KAUFMAN is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 9101 N INDIAN TRL RD, SPOKANE, WA, 99208.
BRENT MICHAEL KAUFMAN has worked at J.P. MORGAN SECURITIES LLC since October 23, 2015
Disclosure History
BRENT MICHAEL KAUFMAN has 1 Disclosure Event(s).
Date: February 05, 2014 Category: Customer Dispute Allegations: IN A COMPLAINT SENT TO THE WASHINGTON STATE OFFICE OF THE INSURANCE COMMISSIONER, CUSTOMER ALLEGED THAT HER SIGNATURE WAS FRAUDULENTLY PLACED ON A DOCUMENT THAT SHE HAD NOT SIGNED OR AUTHORIZED IN CONNECTION WITH AN OCTOBER 2013 APPLICATION FOR A WHOLE LIFE INSURANCE POLICY. Broker Comment: THRIVENT FOUND NO EVIDENCE TO SUPPORT THE CUSTOMER'S ALLEGATION.
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