Brent Edward Terrill is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 555 Mason St Ste 110, VACAVILLE, CA, 95688.
Brent Edward Terrill has worked at EDWARD JONES since July 30, 1986
Brent Edward Terrill has 1 Disclosure Event(s).
Date: January 21, 2009 Category: Customer Dispute Allegations: 9/23/08-1/09; CLIENT CLAIMS FA RECOMMENDED ANCFX, GE, AGTHX AND EMC. CLIENT CLAIMS THE FA WAS INFORMED HE MAY NEED $ FOR EMERGENCIES. CLIENT CLAIMS HE WANTED AN ACCOUNT HE COULD GET A LITTLE BETTER RETURN ON THAN AT THE BANK. CLAIM EXCEEDS $5,000 Damage Amount Requested: $5,000.00 Broker Comment: FA STATED CLIENT DID MAKE A DEPOSIT INTO THE SINGLE ACCOUNT IN SEPTEMBER 2008. FA FURTHER STATED, BASED ON DISCUSSIONS AT THAT TIME, CLIENT'S PRIMARY GOAL WAS TO GROW THAT MONEY FOR FUTURE RETIREMENT. IT WAS THAT GOAL THAT LEAD FA TO SUGGEST THE ASSET ALLOCATION PURCHASED ON 9/23/08. UPON REVIEW OF THE INVESTMENTS THAT ARE HELD IN THE ACCOUNT, THEY DO NOT APPEAR TO BE OUTSIDE OF THE SCOPE OF THE INVESTMENT OBJECTIVES LISTED ON THE ACCOUNT. WHILE WE UNDERSTAND THE DISAPPOINTMENT WITH THE PERFORMANCE OF THE PORTFOLIO, IT DOES APPEAR THE PERFORMANCE IS ATTRIBUTED TO MARKET FLUCTUATION WHICH IS A RISK ASSOCIATED WITH INVESTING. BECAUSE THE FUTURE CANNOT BE PREDICTED WITH COMPLETE ACCURACY, WE ENCOURAGE OUR CLIENTS TO PREPARE FOR THE FUTURE BY MAINTAINING DIVERSIFIED PORTFOLIOS. CLAIM DENIED
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