BRENT DOUGLAS THUMMEL is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 9415 E HARRY ST STE 602, WICHITA, KS, 67207.
BRENT DOUGLAS THUMMEL has worked at CETERA ADVISOR NETWORKS LLC since May 06, 2015
Disclosure History
BRENT DOUGLAS THUMMEL has 1 Disclosure Event(s).
Date: May 06, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES THERE WAS MISREPRESENTATION DURING THE SALE OF A 2003 ISSUE VARIABLE ANNUITY CONTRACT. CLIENT REQUESTED THE CANCELLATION OF THE CONTRACT WITH A CHECK FOR $142,652.11 SENT TO ANOTHER FIRM AND A CHECK FOR $79,683.60 SENT TO HIM. CLIENT ALSO REQUESTED THE REFUND OF A $1,035 SURRENDER CHARGE PLUS A 6% RETURN ON HIS INVESTMENT. Broker Comment: EQUITABLE FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
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