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BRET LEE ROLLINS

BRET LEE ROLLINS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 201 EAST LAUREL, INDEPENDENCE, KS, 67301.

BRET LEE ROLLINS has worked at LPL FINANCIAL LLC since June 27, 2000

Disclosure History

BRET LEE ROLLINS has 3 Disclosure Event(s).

Date: May 30, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $9,937.72
Judgment/Lien Type: Tax

Date: July 06, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $31,036.42
Judgment/Lien Type: Tax

Date: June 04, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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