BRET ALLEN WILLIAMS is currently employed as a Broker and/or Investment Adviser at VESTECH SECURITIES, INC. located at 8035 OSWEGO RD, SUITE 310, LIVERPOOL, NY, 13090.

BRET ALLEN WILLIAMS has worked at VESTECH SECURITIES, INC. since September 20, 2017

Disclosure History

BRET ALLEN WILLIAMS has 2 Disclosure Event(s).

Date: February 08, 2016
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: June 26, 2013
Category: Customer Dispute
Damage Amount Requested: $350,000.00
Settlement Amount: $52,500.00
Broker Comment: The Brinks had multiple opportunities to sell at significant profits but would not listen to brokers recommendation to sell. The Brinks' always made their own decisions. The Brinks' have a pattern of suing when an investment doesn't work out. The case was settled for attorney's fees only - $52500.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BRET ALLEN WILLIAMS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.