BRET ALLEN WILLIAMS is currently employed as a Broker and/or Investment Adviser at VESTECH SECURITIES, INC. located at 8035 OSWEGO RD, SUITE 310, LIVERPOOL, NY, 13090.
BRET ALLEN WILLIAMS has worked at VESTECH SECURITIES, INC. since September 20, 2017
Disclosure History
BRET ALLEN WILLIAMS has 2 Disclosure Event(s).
Date: February 08, 2016 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: June 26, 2013 Category: Customer Dispute Allegations: ALLEGED UNSUITABILITY, ALLEGED ACTIVITY DATES - 03/01/2009 THROUGH 01/31/2012 Damage Amount Requested: $350,000.00 Settlement Amount: $52,500.00 Broker Comment: The Brinks had multiple opportunities to sell at significant profits but would not listen to brokers recommendation to sell. The Brinks' always made their own decisions. The Brinks' have a pattern of suing when an investment doesn't work out. The case was settled for attorney's fees only - $52500.00
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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