BRETT MICHAEL BACON is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 8730 BOURGADE AVE, SUITE 100, LENEXA, KS, 66219.

BRETT MICHAEL BACON has worked at CFD INVESTMENTS, INC. since January 05, 2015

Disclosure History

BRETT MICHAEL BACON has 2 Disclosure Event(s).

Date: January 15, 2018
Category: Customer Dispute
Allegations: Complainants allege misrepresentations, omissions, breach of fiduciary duty, fraud, negligence and negligent supervision in connection with the sale of a private placement investment to the complainants.
Damage Amount Requested: $100,000.00
Settlement Amount: $45,000.00

Date: April 22, 2008
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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