BRETT ARTHUR BANKS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 12695 Metcalf Avenue, Overland Park, KS, 66213.
BRETT ARTHUR BANKS has worked at CETERA ADVISOR NETWORKS LLC since February 02, 2018
Disclosure History
BRETT ARTHUR BANKS has 1 Disclosure Event(s).
Date: October 05, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES INSTRUCTIONS TO SELL MUTUAL FUNDS ON JULY 2, 2014 WERE NOT FOLLOWED Damage Amount Requested: $7,800.00 Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION, CLIENT'S CLAIM IS DENIED. AFTER THE FINANCIAL ADVISOR MADE SEVERAL ATTEMPTS TO REACH THE CLIENT, CLIENT CALLED THE FINANCIAL ADVISOR ON AUGUST 6, 2014. FINANCIAL ADVISOR VERIFIED CLIENT'S TRADING INSTRUCTIONS AND TRADES WERE PLACED ON THAT DATE
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