BRETT JURGEN FISHER is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 10333 N MERIDIAN STREET, INDIANAPOLIS, IN, 46290.
BRETT JURGEN FISHER has worked at CETERA INVESTMENT SERVICES LLC since September 03, 2015
Disclosure History
BRETT JURGEN FISHER has 4 Disclosure Event(s).
Date: July 25, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION AND SUITABILITY RELATED TO THE PURCHASE OF TWO MARKET LINKED CDS. Damage Amount Requested: $8,900.50
Date: April 17, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THEY WERE UNDER THE IMPRESSION THAT THEY PURCHASED A 1 YEAR MARKET LINKED CD AND THEY WERE UPSET THAT THE CD WAS WORTH LESS THEN INVESTMENT AMOUNT AFTER THE YEAR Damage Amount Requested: $20,220.00 Settlement Amount: $18,840.00
Date: March 03, 2011 Category: Customer Dispute Allegations: CLIENTS CLAIM THEY DID NOT KNOW THAT SALES CAHRGES WOULD BE TAKEN OUT UPFRONT. ALSO CLAIM RISKS AND FEES WERE NOT EXPLAINED TO THEM IN SEPTEMBER 2010. Damage Amount Requested: $11,345.52 Settlement Amount: $1,930.79
Date: January 29, 2004 Category: Criminal Charges: 1) 1 COUNT INTIMIDATION. 2) FELONY. 3) NOT GUILTY TO FELONY CHARGE (PLED GUILTY TO AMENDED CHARGE HARASSMENT, CLASS B MISDEMEANOR. Charge Type: FELONY Disposition: A) PLED GUILTY TO AMENDED CHARGE HARASSMENT CLASS B MISDEMEANOR. B) 7/29/04 C) 180 DAYS JAIL - SUSPENDED AFTER SERVING 2 DAYS. F) FINE $1.00, COURT COSTS $141.00
More Information
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