BRETT MICHAEL FLOOD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1235 E SANTA FE ST, OLATHE, KS, 66061.
BRETT MICHAEL FLOOD has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
BRETT MICHAEL FLOOD has 1 Disclosure Event(s).
Date: April 07, 2016 Category: Customer Dispute Allegations: Negligence, breach of fiduciary duty regarding liquidations and disbursement of funds. Damage Amount Requested: $75,000.00 Settlement Amount: $14,250.00 Broker Comment: Properly disclosed and client knowingly purchased illiquid investment. Client needed funds earlier than expected.
More Information
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