BRIAN LEIGH AGEE

BRIAN LEIGH AGEE is currently employed as a Broker and/or Investment Adviser at J.J.B. HILLIARD, W.L. LYONS, LLC located at 300 TENTH STREET, HUNTINGTON, WV, 25701.

BRIAN LEIGH AGEE has worked at J.J.B. HILLIARD, W.L. LYONS, LLC since March 18, 1991

Disclosure History

BRIAN LEIGH AGEE has 1 Disclosure Event(s).

Date: November 10, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES POOR PERFORMANCE.
Damage Amount Requested: $126,428.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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