BRIAN DAVID BEHL is currently employed as a Broker and/or Investment Adviser at BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC located at 225 S. 6TH STREET, SUITE 2300, MINNEAPOLIS, MN, 55402.
BRIAN DAVID BEHL has worked at BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC since October 26, 2015
Disclosure History
BRIAN DAVID BEHL has 1 Disclosure Event(s).
Date: March 03, 2010 Category: Customer Dispute Allegations: CUSTOMER COMPLAINT ALLEGES UNSUITABLE PURCHASE AND SALE OF ANNUITIES RESULTED IN UNDISCLOSED SURRENDER CHARGES AND UNFORESEEN TAX OBLIGATIONS RESULTING IN DAMAGES OF APPROXIMATELY $37,000. Damage Amount Requested: $37,000.00 Settlement Amount: $37,219.90
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