BRIAN DOUGLAS BISHOP

BRIAN DOUGLAS BISHOP is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at ONE BAILEY AVENUE, MONTPELIER, VT, 05602.

BRIAN DOUGLAS BISHOP has worked at CUNA BROKERAGE SERVICES, INC. since January 12, 2001

Disclosure History

BRIAN DOUGLAS BISHOP has 1 Disclosure Event(s).

Date: May 12, 2016
Category: Customer Dispute
Allegations: Customer alleges Puerto Rican bond was misrepresented as a zero coupon government bond. Also alleges he was not kept up to date regarding financial issues related to Puerto Rican debt. Alleges advisor purchased stocks with $12k of his money without his authorization.
Damage Amount Requested: $11,343.42
Broker Comment: All allegations were found to be without merit and the complaint was denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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