BRIAN BORCHERT is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 720 E Wisconsin Ave, Milwaukee, WI, 53202.
BRIAN BORCHERT has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since November 25, 2013
Disclosure History
BRIAN BORCHERT has 1 Disclosure Event(s).
Date: June 01, 2015 Category: Regulatory Initiated By: Indiana Supreme Court Allegations: Representative failed to comply with continuing legal education requirements. Resolution: Order SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: Law license suspended in the state of Indiana. Duration: Indefinite Duration Explanation: Suspension of Indiana law license effective 6/1/15. Proscription against practicing law in Indiana effective 7/6/15. Start Date: 6/1/2015 Broker Comment: Representative does not practice law in Indiana or any other state. Therefore, he decided not to complete CLE because he had no need for an Indiana law license.
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