BRIAN CHINGWEI CHAN

BRIAN CHINGWEI CHAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4707 Executive Dr, SAN DIEGO, CA, 92121-3091.

BRIAN CHINGWEI CHAN has worked at LPL FINANCIAL LLC since March 12, 2008

Disclosure History

BRIAN CHINGWEI CHAN has 1 Disclosure Event(s).

Date: November 07, 2004
Category: Criminal
Charges: CHARGED AS 1 COUNT FELONY DUI, DROPPED TO MISDEMEANOR DUI.GUILTY CHARGE ON MISDEMEANOR. NON-INVESTMENT RELATED. Charge Type: FELONY
Disposition: CHARGED WITH FELONY DUI. CHARGES DROPPED DOWN TO MISDEMEANOR DUI. PLED GUILTY TO MIDEMEANOR CHARGES. SENTENCE - 10 YEAR PROBATION. 1 YR. SUSPENDED LICENSE & COURT FINES.

More Information

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