BRIAN NEAL EVERETT

BRIAN NEAL EVERETT is currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 17950 PRESTON ROAD #770, DALLAS, TX, 75252.

BRIAN NEAL EVERETT has worked at FIRST ALLIED SECURITIES, INC. since July 29, 2011

Disclosure History

BRIAN NEAL EVERETT has 1 Disclosure Event(s).

Date: April 11, 2003
Category: Customer Dispute
Allegations: ALLEGES THAT MUTUAL FUNDS WERE LIQUIDATED AND MOVED INTO MONEY MARK POSITIONS WITHOUT AUTHORIZATION ON OCTOBER 15, 2002. ALLEGED COMPENSATORY DAMAGES NOT SPECIFICED, BUT DETERMINED TO BE MORE THAN $5000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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