BRIAN DAVID FRIEDMAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2555 E CAMELBACK RD, PHOENIX, AZ, 85016.
BRIAN DAVID FRIEDMAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 23, 2009
Disclosure History
BRIAN DAVID FRIEDMAN has 1 Disclosure Event(s).
Date: July 22, 2002 Category: Customer Dispute Allegations: CLIENT CLAIMS THE BROKER PLACED THEM IN A VARIABLE ANNUITY PRODUCT THAT WAS NOT SUITED TO THEIR INVESTMENT OBJECTIVE Damage Amount Requested: $16,000.00 Broker Comment: OUR RESEARCH INDICATES THAT THE INVESTMENT WAS SUITABLE BASED ON INFORMATION PROVIDED BY THE CLIENT VERBALLY AND IN WRITING
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