BRIAN WILLIAM HUNGERFORD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 848 BANKHEAD HIGHWAY, CARROLLTON, GA, 30117.
BRIAN WILLIAM HUNGERFORD has worked at WELLS FARGO CLEARING SERVICES, LLC since August 26, 2011
Disclosure History
BRIAN WILLIAM HUNGERFORD has 2 Disclosure Event(s).
Date: January 26, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGED FAILURE TO DIVERSIFY AND UNSUITABLE INVESTMENTS IN FREDDIE MAC / FANNIE MAE DURING THE TIME PERIOD OF OCTOBER 2004 THROUGH DECEMBER 2008. ALLEGED DAMAGES $720,000. Damage Amount Requested: $720,000.00 Settlement Amount: $81,500.00 Broker Comment: NOTE: COMPLAINT WENT DIRECTLY TO ARBITRATION
Date: January 13, 2005 Category: Customer Dispute Allegations: CLIENT CLAIMS SHE LOST VALUE IN HER RETIREMENT ACCOUNTS DUE TO MISREPRESENTATIONS MADE BY THE REGISTERED REPRESENTATIVE IN MAY 2000. NO SPECIFIC DAMAGES WERE ALLEGED.
More Information
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