BRIAN ANTHONY INNIS

BRIAN ANTHONY INNIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2910 SUNSET AVE, ROCKY MOUNT, NC, 27804.

BRIAN ANTHONY INNIS has worked at WELLS FARGO CLEARING SERVICES, LLC since January 08, 2018

Disclosure History

BRIAN ANTHONY INNIS has 1 Disclosure Event(s).

Date: April 18, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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