BRIAN DEAN LEONARD

BRIAN DEAN LEONARD is currently employed as a Broker and/or Investment Adviser at PIMCO INVESTMENTS LLC located at 650 NEWPORT CENTER DR., NEWPORT BEACH, CA, 92660.

BRIAN DEAN LEONARD has worked at PIMCO INVESTMENTS LLC since February 20, 2018

Disclosure History

BRIAN DEAN LEONARD has 1 Disclosure Event(s).

Date: October 11, 2000
Category: Criminal
Charges: POSSESSION WITH INTENT TO DELIVER A CONTROLLED SUBSTANCE.
Disposition: Deferred Adjudication

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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